Orient Securities Limited
東方匯財證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orient Securities Limited (東方匯財證券有限公司), a Hong Kong-based licensed corporation with CE reference AFP038. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 92). Earliest licence on file: 2019-04-12.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 2204, 22/F, New World Tower 1, 16-18 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | 2019-04-12 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-18 |
| Type 7 - Providing automated trading services | Pre-2003 | 2005-01-18 |
| Type 9 - Asset management | Pre-2003 | 2005-01-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (92)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwong Hoi Au 區光海 | RO 1, 4, 9 | 2022-07 | Present |
| Wai Kuen Cheung 張偉權 | RO 1, 4 Rep 1, 4 | 2005-06 | Present |
| Xi Lin 林曦 | RO 9 Rep 1, 4 | 2024-04 | Present |
| Shu Ming Shiu 蕭恕明 | RO 1, 4, 9 | 2024-04 | Present |
| Aley Chi Hung Chang 張志雄 | Rep 1, 4, 9 | 2025-05 | Present |
| Wai Ming Kwong 鄺偉明 | Rep 1 | 2007-08 | Present |
| Naomi Tsang 曾芊甯 | Rep 1, 4, 9 | 2024-01 | Present |
| Ngan Ling Tse 謝雁玲 | Rep 1 | 2004-09 | Present |
| Tianyang Wang 王天楊 | Rep 1, 4, 9 | 2024-07 | Present |
| Chui Ying Yeung 楊翠盈 | Rep 1, 4, 9 | 2026-05 | Present |
| Ke Zhang 張科 | Rep 1, 4, 9 | 2024-10 | Present |
| Wai Man Lau 劉偉文 | RO 1, 4 Rep 1 | 2008-06 | 2026-07 |
| Bao Ling Si 施寶玲 | Rep 1, 4, 9 | 2024-05 | 2026-05 |
| Kwok Leung Li 李國樑 | Rep 1, 4 | 2023-10 | 2025-12 |
| Yan Tsz Lee 李欣籽 | Rep 1, 4, 9 | 2022-12 | 2025-12 |
| Venant Chiang 蔣卓男 | Rep 4, 9 | 2023-03 | 2025-05 |
| Tin Yan Suen 孫天欣 | RO 1, 4, 9 | 2023-01 | 2024-03 |
| Yiu Yeung Tsang 曾耀洋 | RO 1, 4 | 2023-04 | 2023-11 |
| Shu Yuen Cheng 鄭樹源 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-06 | 2023-08 |
| Kwan Lok Wong 黃君諾 | Rep 1 | 2004-10 | 2023-03 |
| Kam Yan Simon Choi 蔡錦因 | RO 1, 4 Rep 1 | 2022-01 | 2022-08 |
| Bonnie Yin Ying Lau 劉燕瑛 | Rep 1 | 2005-09 | 2022-07 |
| Ming Him Lai 黎銘謙 | RO 1, 4, 9 | 2018-12 | 2021-12 |
| Yui Man Cheung 張裔文 | Rep 1 | 2015-09 | 2021-11 |
| Angie Chan 陳安芝 | RO 9 | 2019-04 | 2021-10 |
| Tak Wing Lau 劉德榮 | RO 1, 4 Rep 1 | 2015-07 | 2021-10 |
| Ming Fun Tse 謝銘勳 | RO 9 | 2019-04 | 2021-10 |
| Gi Gi Poon 潘施思 | Rep 1 | 2007-01 | 2021-01 |
| Ka Ki Lo 羅家奇 | Rep 1 | 2015-06 | 2020-11 |
| Shing Wan Lam 林昇宏 | Rep 1 | 2007-12 | 2019-07 |
| Man Wai Chan 陳敏慧 | Rep 1 | 2017-02 | 2019-05 |
| Ka Yan Hui 許家欣 | Rep 1 | 2017-01 | 2019-01 |
| Fung Kit Cheng 鄭豐傑 | RO 1, 4 | 2016-06 | 2018-10 |
| Cheong Hung Chan 陳昌雄 | Rep 1 | 2006-01 | 2018-09 |
| Siu Hong Seeto 司徒劭康 | Rep 1 | 2016-11 | 2018-09 |
| Ka Ming Leung 梁家明 | Rep 1 | 2017-06 | 2017-10 |
| Shek Wing Lau 劉錫榮 | Rep 1 | 2013-08 | 2017-04 |
| Annie Yuk Har Chok 祝玉霞 | Rep 1 | 2007-03 | 2017-02 |
| Kwan Ho Wong 黃君豪 | Rep 1 | 2007-03 | 2017-01 |
| Wai Hung Ip 葉偉雄 | Rep 1 | 2015-09 | 2016-08 |
| Yu Xuan Cheung 張渝瑄 | Rep 1 | 2015-10 | 2016-06 |
| Sung Hei Chu 朱崇希 | RO 1, 4 Rep 1 | 2009-08 | 2016-05 |
| Oi Ming Lam 林愛明 | Rep 1 | 2014-07 | 2015-12 |
| Hing Wang Chan 陳卿弘 | Rep 1 | 2014-03 | 2015-08 |
| Kwok Hoi Ho 何國海 | Rep 1 | 2013-10 | 2015-08 |
| Cheuk Wah Kan 簡卓華 | Rep 1 | 2005-08 | 2015-08 |
| Kwong Yin Kwok 郭廣賢 | Rep 1 | 2013-11 | 2015-08 |
| Fung Wai Liong 梁豐煒 | Rep 1 | 2013-10 | 2015-08 |
| Hing Man Luk 陸興民 | Rep 1 | 2013-10 | 2015-08 |
| Chi Wing Pau 鮑自榮 | Rep 1 | 2013-10 | 2015-08 |
| Hon Fai Yung 翁漢輝 | Rep 1 | 2013-10 | 2015-08 |
| Terence Tsui 徐善俊 | Rep 1 | 2010-05 | 2015-02 |
| Man Ho Lam 林文浩 | Rep 1 | 2014-06 | 2015-02 |
| Paul Chin Hung Chung 鍾展鴻 | RO 1, 4 Rep 1 | 2004-07 | 2014-10 |
| Chung Man Ting 丁仲文 | Rep 1 | 2004-11 | 2014-09 |
| Kwan Chun Ng 吳君俊 | Rep 1 | 2013-03 | 2014-06 |
| Ngai Ching Wong 黃藝晴 | Rep 1 | 2013-04 | 2014-01 |
| Pik Fong Lau 劉碧芳 | Rep 1 | 2013-07 | 2013-12 |
| Fu Ying Fong 方富英 | Rep 1 | 2010-01 | 2013-09 |
| Yin Lam Ng 吳彥霖 | Rep 1 | 2009-01 | 2013-04 |
| Wang Cheung Lau 劉宏章 | Rep 1 | 2012-11 | 2013-03 |
| Nathaliie Ng 吳忻熹 | Rep 1 | 2010-03 | 2012-12 |
| Sai Chor Wong 黃細初 | Rep 1 | 2008-02 | 2012-09 |
| Wai Kiu Lo 羅暐喬 | Rep 1 | 2012-05 | 2012-09 |
| Sze Wan Ha 夏詩韻 | Rep 1 | 2010-08 | 2012-09 |
| Kit Fei Chan 陳杰飛 | Rep 1 | 2011-03 | 2012-09 |
| Kai Yip Ho 何啟業 | Rep 1 | 2010-06 | 2011-09 |
| Christy Cheuk Ki Chan 陳卓琦 | Rep 1 | 2011-05 | 2011-08 |
| Roy Kam Ho Cheng 鄭鑑浩 | Rep 1 | 2011-03 | 2011-04 |
| Alice Man Fung Yu 于文鳳 | Rep 1 | 2004-11 | 2011-03 |
| Daniel Cheung Ka Lau 劉長加 | Rep 1 | 2010-03 | 2011-02 |
| Wai Cheong Tam 譚偉昌 | RO 1, 4 Rep 1 | 2007-03 | 2010-01 |
| May Mei Yan Fung 馮美欣 | RO 1, 4 Rep 1 | 2004-09 | 2007-12 |
| Andy Ka Wai Tse 謝家偉 | Rep 1 | 2007-01 | 2007-05 |
| Wang Wai Hui 許宏偉 | Rep 1 | 2005-07 | 2007-03 |
| Tak Keung Leung 梁德強 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-03 |
| Bo Cheung See 施寶章 | Rep 1 | 2006-01 | 2006-07 |
| Chi Kuen Lee 李志權 | Rep 1 | 2005-10 | 2006-04 |
| Chor Man Chan 陳楚民 | Rep 1 | 2005-10 | 2006-03 |
| Moon Kwong Tsui 徐滿光 | Rep 1 | 2004-11 | 2005-08 |
| Chor Fong Yiu 姚楚芳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-04 |
| Casey Kit Fong Lee 李潔芳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-03 |
| Cho Kwong Li 李早光 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-03 |
| Kai Yuk Chau 周佳玉 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-01 |
| Siu Ling Cheung 張小玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-11 |
| Yat Hau Chow 周逸效 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-10 |
| Lama Kit Sun Chang 張潔新 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-09 |
| Dik Fu Chau 周狄虎 | Rep 1 | 2004-05 | 2004-08 |
| Woon Kong Tam 譚煥江 | Rep 1 | 2004-03 | 2004-08 |
| Gretchen Ming Yan Sze 施名恩 | Rep 1 | 2003-06 | 2003-09 |
| Rico Kai Tung Chow 周啟東 | RO 1, 7 | Pre-2003 | 2003-08 |
| Dickson Tak Shun Cheung 張德信 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
Showing 1–92 of 92
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