Siu Hong Seeto
司徒劭康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Seeto (司徒劭康), a licensed former licensee with CE reference BHC305. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-14 | 2026-03-25 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-22 | 2022-02-15 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2021-02-22 | 2022-02-15 |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-02 | 2022-02-15 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-31 | 2020-09-02 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-22 | 2020-08-21 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-22 | 2020-08-21 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-22 | 2020-08-21 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-18 | 2020-08-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-31 | 2019-04-07 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2018-10-31 | 2019-04-07 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2019-04-07 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-01 | 2018-09-06 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2016-03-30 | 2016-10-18 |