Tak Wing Lau
劉德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lau (劉德榮), a licensed former licensee with CE reference BFN651. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-18 | 2021-10-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-18 | 2021-10-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-09 | 2021-05-18 |