Yat Hau Chow

周逸效
CE No. AHL006 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hau Chow (周逸效), a licensed former licensee with CE reference AHL006. This person has 1.6 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Orient Securities Limited
東方匯財證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-10-26
Orient Securities Limited
東方匯財證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-26
Orient Securities Limited
東方匯財證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-26
Orient Securities Limited
東方匯財證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-10-26
Orient Securities Limited
東方匯財證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-26

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Hau Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cho Kwong Li Orient Securities Limited 2003–2004
Casey Kit Fong Lee Orient Securities Limited 2003–2004
Tak Keung Leung Orient Securities Limited 2003–2004
Siu Ling Cheung Orient Securities Limited 2003–2004
Kai Yuk Chau Orient Securities Limited 2003–2004
Chor Fong Yiu Orient Securities Limited 2003–2004
Lama Kit Sun Chang Orient Securities Limited 2003–2004
Dickson Tak Shun Cheung Orient Securities Limited 2003
Rico Kai Tung Chow Orient Securities Limited 2003
Woon Kong Tam Orient Securities Limited 2004
Paul Chin Hung Chung Orient Securities Limited 2004
Gretchen Ming Yan Sze Orient Securities Limited 2003
Dik Fu Chau Orient Securities Limited 2004
May Mei Yan Fung Orient Securities Limited 2004
Ngan Ling Tse Orient Securities Limited 2004
Kwan Lok Wong Orient Securities Limited 2004
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