Gretchen Ming Yan Sze
施名恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gretchen Ming Yan Sze (施名恩), a licensed Representative with CE reference AIW316. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-18 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-04 | 2016-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-24 | 2005-04-04 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-13 | 2003-09-23 |