Kwan Lok Wong
黃君諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lok Wong (黃君諾), a licensed former licensee with CE reference AEN517. This person has 19.8 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-13 | 2023-03-18 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Lok Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.