Wai Kiu Lo
羅暐喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kiu Lo (羅暐喬), a licensed former licensee with CE reference AYI485. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-22 | 2020-08-28 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-22 | 2020-08-28 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2017-12-22 | 2020-08-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2017-12-09 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-02 | 2012-09-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-07 | 2012-03-30 |