Lama Kit Sun Chang
張潔新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lama Kit Sun Chang (張潔新), a licensed former licensee with CE reference ACC422. This person has 6.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-01-11 | 2013-02-28 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-01 | 2013-02-28 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-02-01 | 2012-09-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2008-02-01 | 2013-02-28 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lama Kit Sun Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.