Lama Kit Sun Chang
張潔新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lama Kit Sun Chang (張潔新), a licensed former licensee with CE reference ACC422. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-11 | 2013-02-28 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-01 | 2013-02-28 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-02-01 | 2012-09-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 — Advising on securities | 2008-02-01 | 2013-02-28 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-09-02 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | present | 2004-09-02 |