Shing Wan Lam
林昇宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wan Lam (林昇宏), a licensed former licensee with CE reference ADW210. This person has 13.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2019-07-23 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-18 | 2011-12-19 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-01 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-08 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-08 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Wan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.