Ming Him Lai
黎銘謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Him Lai (黎銘謙), a licensed former licensee with CE reference AZF662. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-21 | 2025-11-30 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2022-04-21 | 2025-11-30 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 9 — Asset management | 2022-04-21 | 2025-11-30 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-18 | 2022-04-21 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-18 | 2022-04-21 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2022-02-18 | 2022-04-21 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | 2019-09-06 | 2021-12-20 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-18 | 2021-12-20 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2018-12-18 | 2021-12-20 |
| ACU Asset Management Limited | Rep | Type 9 — Asset management | 2018-05-15 | 2018-12-05 |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2016-06-17 | 2018-12-05 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2016-06-17 | 2018-12-05 |
| ACU Securities Limited |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-06-17 |
| ACU Securities Limited |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2016-06-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-15 | 2016-03-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2016-02-15 | 2016-03-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2016-02-15 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-23 | 2016-02-15 |