Annum Asset Management (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annum Asset Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference BAT778. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 17 (total recorded over time: 66). Earliest licence on file: 2013-07-05.
- Category:
-
Buyside · Wealth management
- Registered address:
- Room 1912, 19/F, Standard Chartered Bank Building, 4-4A Des Voeux Rd Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-07-20 | present |
| Type 4 - Advising on securities | 2013-12-24 | present |
| Type 9 - Asset management | 2013-07-05 | present |
| Type 5 - Advising on futures contracts | 2013-12-24 | 2026-05-15 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (66)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hung-Wei Sung 宋泓緯 | RO 1, 4, 9 Rep 4, 5, 9 | 2019-11 | Present |
| Wen Xiao 肖文 | RO 1, 4, 5, 9 Rep 4, 9 | 2020-01 | Present |
| Pak Sze Au 歐柏斯 | Rep 1, 4, 9 | 2025-05 | Present |
| Wing Yee Au 區穎怡 | Rep 1, 4 | 2026-06 | Present |
| Jin Yi Li 李進壹 | Rep 1, 4, 9 | 2023-05 | Present |
| Tzu Ning Liu 劉子寧 | Rep 1, 4, 9 | 2023-05 | Present |
| Kin Fan Karena Lo 勞建勛 | Rep 1, 9 | 2025-11 | Present |
| Samson Yiu Cho Lui 呂耀祖 | Rep 1, 4, 9 | 2023-09 | Present |
| Ofra Sueh Hung Ou 歐雪虹 | Rep 1, 4, 9 | 2020-06 | Present |
| Yan Yi Seipelt 蔡欣怡 | Rep 1, 4, 5, 9 | 2020-10 | Present |
| Chun Wai Shum 沈俊威 | Rep 1, 4, 5, 9 | 2020-09 | Present |
| Chun Wing Sze 施俊榮 | Rep 1, 9 | 2025-07 | Present |
| Hao-Wei Ting 丁豪威 | Rep 1, 4, 9 | 2022-05 | Present |
| Yu Wei 魏鈺 | Rep 1, 4, 9 | 2020-10 | Present |
| Chin Wing Michelle Wong 王芊穎 | Rep 1, 4 | 2024-04 | Present |
| Yujie Xu 許宇洁 | Rep 1, 4, 9 | 2023-08 | Present |
| Mingfei Yu 俞鸣飞 | Rep 1, 4, 9 | 2022-05 | Present |
| Tin Noel Fu 傅渟 | Rep 9 | 2025-03 | 2026-02 |
| Man Kit Leung 梁文傑 | RO 1, 4, 5, 9 Rep 4, 5, 9 | 2019-07 | 2026-01 |
| Hsiao Hsien Jen | Rep 1, 4 | 2024-06 | 2025-08 |
| Lai Man Mandy Woo 胡麗文 | Rep 1, 4 | 2023-08 | 2025-07 |
| Yiu Hin Wong 黃耀軒 | Rep 1, 4, 5, 9 | 2021-09 | 2025-04 |
| Chi Jen Chen | Rep 1, 4 | 2024-04 | 2025-02 |
| Zen Tung Lau 劉善童 | Rep 1, 4, 9 | 2024-05 | 2024-11 |
| Yu Guang Chen 陳俞光 | Rep 1, 4 | 2024-04 | 2024-10 |
| Wing Yee Ting 丁詠儀 | Rep 1, 4, 9 | 2023-05 | 2024-10 |
| Kam To Ho 何金濤 | Rep 1, 4 | 2022-07 | 2024-08 |
| Chih To Fang 方志鐸 | Rep 1, 4, 9 | 2021-01 | 2024-06 |
| Chi Pang Ko 高智鵬 | Rep 1, 4 | 2023-09 | 2023-11 |
| Nicole Wing Ki Chan 陳穎琪 | Rep 1, 4, 9 | 2020-03 | 2023-11 |
| Qiyuan Li 李启媛 | Rep 4, 9 | 2018-11 | 2021-06 |
| Tze Yui Woo 胡子銳 | Rep 4 | 2019-11 | 2021-05 |
| Tin Chun Kong | Rep 4, 5, 9 | 2020-02 | 2020-08 |
| Jack P Chang 張鵬 | RO 4, 5, 9 | 2017-11 | 2020-03 |
| Cheuk Lun Lau 劉卓麟 | Rep 4, 9 | 2018-03 | 2019-11 |
| Lam Chiu Hui 許林釗 | RO 4, 5, 9 | 2019-01 | 2019-08 |
| Yuhan Luo 羅羽涵 | Rep 4, 9 | 2018-09 | 2019-02 |
| Koon Lok Li 李冠樂 | RO 4, 9 Rep 4, 9 | 2018-08 | 2019-01 |
| William Shijun Deng | Rep 4, 9 | 2018-06 | 2018-09 |
| Wing Hung Yu 余永洪 | RO 4, 9 Rep 5 | 2017-02 | 2018-07 |
| Tong Wang 王彤 | Rep 4, 9 | 2018-06 | 2018-07 |
| Yiu Kwong Kan 簡耀光 | RO 5 | 2018-05 | 2018-06 |
| Xue Le 樂雪 | Rep 4, 9 | 2018-01 | 2018-06 |
| Bin Wang 王斌 | RO 5 Rep 5 | 2017-10 | 2018-04 |
| Jason Kook 郭耀泉 | RO 9 Rep 4, 5 | 2017-03 | 2018-03 |
| Michael Siu Chun Hung 洪小駿 | RO 4, 5, 9 | 2013-07 | 2017-09 |
| Chun Bong Leung 梁振邦 | RO 4, 5 Rep 9 | 2013-12 | 2017-09 |
| Kwong Fai Mak 宓光輝 | RO 9 | 2015-06 | 2017-09 |
| Man Wai Cheng 鄭文慧 | Rep 9 | 2013-08 | 2017-09 |
| Ching Ching 程晴 | Rep 9 | 2016-05 | 2017-09 |
| Ni Kwai 季妮 | RO 9 Rep 9 | 2013-09 | 2017-08 |
| Shun Lai Cheng 鄭純麗 | Rep 9 | 2013-08 | 2016-09 |
| Barbara Shiuan Wang 王瑄 | Rep 9 | 2015-07 | 2016-07 |
| Ting Yuen Wong 黃亭淵 | Rep 9 | 2014-06 | 2015-11 |
| Hung Cheung Mong 蒙鴻章 | Rep 9 | 2013-10 | 2015-08 |
| Yuk Ngan 顏旭 | Rep 9 | 2013-10 | 2015-06 |
| Christopher Tze Chern Wee 黃志成 | RO 9 Rep 4, 5 | 2013-07 | 2015-04 |
| Wan Chun Chim 詹昀臻 | Rep 9 | 2013-09 | 2015-04 |
| Chun Wa Tiu 刁振華 | Rep 9 | 2014-05 | 2015-03 |
| Christie Kwan Yu Diec 易鈞儒 | Rep 9 | 2013-09 | 2015-02 |
| Yuk Lun Kwan 關毓麟 | Rep 9 | 2014-08 | 2014-11 |
| Lai Yin Chan 陳麗賢 | Rep 9 | 2013-08 | 2014-11 |
| Wan Ting Chan 陳韻婷 | Rep 9 | 2013-08 | 2014-09 |
| Man Kit Lui 雷文傑 | Rep 9 | 2013-09 | 2014-07 |
| Tsun Man Wong 黃浚汶 | Rep 9 | 2013-09 | 2014-05 |
| Chung Kit Mak 麥宗杰 | Rep 9 | 2013-09 | 2014-02 |
Showing 1–66 of 66
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