Barbara Shiuan Wang
王瑄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barbara Shiuan Wang (王瑄), a licensed former licensee with CE reference ACQ543. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-05 | 2017-08-04 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2017-08-04 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2016-11-03 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2016-08-22 | 2016-11-03 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2015-07-28 | 2016-07-22 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2016-07-22 |
| Skybound Capital (HK) Limited 時機資本有限公司 |
Rep | Type 9 — Asset management | 2012-06-20 | 2012-07-27 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2011-03-31 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-24 | 2011-03-31 |
| APAC Capital Advisors Limited 東岸資本有限公司 |
RO | Type 9 — Asset management | 2007-07-27 | 2007-10-31 |
| APAC Capital Advisors Limited 東岸資本有限公司 |
Rep | Type 9 — Asset management | 2007-07-20 | 2007-07-27 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2006-01-13 | 2006-01-27 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2006-01-13 | 2006-01-27 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2006-01-13 | 2006-01-27 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-17 | 2005-12-31 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-05-17 | 2005-12-31 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-05-17 | 2005-12-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-10 | 2004-11-20 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-10 | 2004-11-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-14 | 2004-07-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-14 | 2004-07-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-14 | 2004-07-06 |