Xue Le
樂雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue Le (樂雪), a licensed former licensee with CE reference ARM838. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-12 | 2020-06-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-12 | 2020-06-18 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-01-03 | 2018-06-20 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2018-01-03 | 2018-06-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-12 | 2017-03-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-12 | 2017-03-08 |
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2015-01-16 | 2015-07-14 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2015-01-16 | 2015-07-14 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-30 | 2014-10-05 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-30 | 2014-10-05 |
| CAIDAO Capital Limited | Rep | Type 4 — Advising on securities | 2012-11-12 | 2013-08-19 |
| CAIDAO Capital Limited | Rep | Type 9 — Asset management | 2012-11-12 | 2013-08-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-06 | 2012-02-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2011-08-31 |