Christie Kwan Yu Diec
易鈞儒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christie Kwan Yu Diec (易鈞儒), CE reference BBM842. Currently licensed at 1 firm(s): Zircon Securities (HK) Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-09-30 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-27 | 2025-09-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-06 | 2023-06-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-06 | 2023-06-05 |
| Soliton Securities Limited 善恆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-12-31 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2019-08-24 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-12 | 2019-08-24 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-12 | 2019-08-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-16 | 2017-07-28 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-16 | 2017-07-28 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-09-16 | 2015-02-23 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-24 | 2015-10-09 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-24 | 2015-10-09 |