Kam To Ho
何金濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam To Ho (何金濤), a licensed former licensee with CE reference BLA401. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-07-27 | 2024-08-10 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-07-27 | 2024-08-10 |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | 2021-10-29 |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-26 | 2021-10-29 |