Michael Siu Chun Hung
洪小駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Siu Chun Hung (洪小駿), CE reference AGA524. Currently licensed at 5 firm(s): Planetree Securities Limited, Planetree Research Limited, Planetree Futures Limited, Planetree Discount Lending Limited, Planetree Asset Management Limited. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2025-06-03 | present |
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2023-09-27 | present |
| Planetree Research Limited | RO | Type 5 — Advising on futures contracts | 2023-09-27 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-20 | present |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-02-20 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2023-02-20 | present |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2023-02-20 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-02-20 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-20 | 2023-02-20 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-12-20 | 2023-02-20 |
| Planetree Discount Lending Limited | Rep | Type 8 — Securities margin financing | 2022-12-20 | 2023-02-20 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2023-02-20 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-04-12 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-22 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 7 — Providing automated trading services | 2018-03-27 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-19 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-12-19 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2020-04-07 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2013-12-24 | 2017-09-18 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2013-12-24 | 2017-09-18 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2013-07-05 | 2017-09-18 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-23 | 2017-12-19 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-23 | 2017-12-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-14 | 2012-10-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2012-10-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-05-27 | 2011-05-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-03-28 | 2011-05-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-10-23 | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-29 | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2008-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2008-01-10 |