Ni Kwai
季妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Kwai (季妮), a licensed former licensee with CE reference ALV039. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Divine Securities Limited |
RO | Type 1 — Dealing in securities | 2021-03-03 | 2026-01-14 |
| Mighty Divine Investment Management Limited | RO | Type 9 — Asset management | 2019-05-27 | 2026-01-14 |
| Mighty Divine Investment Management Limited | Rep | Type 9 — Asset management | 2019-04-23 | 2019-05-27 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-09 | 2019-03-15 |
| Sinostar Securities Limited 華星證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-16 | 2019-03-15 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-16 | 2019-03-15 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-09 | 2018-03-16 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-09 | 2018-03-16 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 7 — Providing automated trading services | 2017-02-03 | 2017-08-31 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2015-04-28 | 2017-08-31 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-09-03 | 2015-04-28 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-10 | 2017-08-31 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-03-30 | 2017-08-31 |