VTB Capital Hong Kong Limited

CE No. AXF967 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for VTB Capital Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AXF967. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 40). Earliest licence on file: 2011-06-30.
Category:: Sell side · Investment banking ?
Registered address:: Suite 2206, 22/F, Central Plaza, 18 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2011-06-30	present
Type 4 - Advising on securities	2011-06-30	present
Type 6 - Advising on corporate finance	2013-11-11	present
Type 9 - Asset management	2019-01-04	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (40)

Active on date RO only

Name	Activities	First licensed	To
Min Cai 蔡敏	RO 9 Rep 1, 4, 6, 9	2019-06	Present
Xiaohong Cao 曹曉紅	RO 1, 4, 6, 9 Rep 1, 4, 6	2016-09	Present
Maksat Kulmanov	RO 1, 4, 6	2025-08	Present
Roman Posyavin	Rep 1, 4	2019-11	2023-10
Steffen Erich August Sabas	RO 9	2021-11	2022-07
Daniel John Rose	RO 1, 4, 6, 9	2019-01	2022-05
Ivan Petev Ivanov	RO 9	2020-07	2021-07
Evgeniya Korneva	Rep 1, 4, 6	2019-11	2020-12
Alexander Reznik	RO 1, 4, 6, 9	2018-07	2020-07
Radim Sevcik	RO 1, 4, 6 Rep 1, 4, 6	2018-07	2020-07
Louis Lok Ming Poon 潘樂鳴	RO 1, 4 Rep 1, 4	2016-11	2019-03
Charles Wilkie Smith 史查理	RO 9	2019-01	2019-01
Daren Wai Chow Wong 王偉洲	RO 1, 4 Rep 1	2012-09	2019-01
Wing Hung Wong 黃穎鴻	Rep 1, 4	2014-12	2019-01
Yingmin Wu 吳英敏	RO 1, 4, 6	2018-07	2019-01
Ying Ling Judy Lim	RO 1, 4, 6	2011-06	2018-09
Lily Xun Zhang 章循	Rep 1, 4, 6	2014-11	2018-07
Wei Chen 陳蔚	RO 1, 4, 6 Rep 1, 4, 6	2013-04	2018-06
Cheung Hing Tang 鄧祥興	Rep 1, 4	2017-06	2018-02
Yang Fan 范陽	RO 1, 4, 6 Rep 1, 4, 6	2013-10	2017-07
Ming For Sze 施銘火	Rep 1, 4	2016-05	2016-08
Xin Lin 林鑫	RO 1, 4, 6 Rep 1, 4, 6	2013-04	2016-07
Jack Du Tsai 蔡篤傑	RO 1, 4 Rep 1, 4	2014-10	2016-02
Jason Fung 馮子成	RO 1, 4, 6 Rep 1, 4	2013-07	2015-05
An Chuan Wang 王安璇	RO 1, 4	2012-04	2015-02
Damian Ratilal Chunilal 秦德冕	RO 1, 4, 6	2012-03	2014-12
Bill Man Biu Mui 梅文彪	RO 1, 4	2011-06	2014-10
Kar Seng Yee 余嘉誠	Rep 1	2012-11	2014-07
Alessandro Caramella	Rep 1	2014-06	2014-06
Dimitrios Kavvathas	RO 1 Rep 1	2013-11	2014-06
Bryan Kar-Hung Ko 高嘉鴻	Rep 1	2013-01	2014-03
Jordan Michael Konicek	Rep 1	2014-02	2014-03
Jenkin Ching Kei Leung 梁正己	Rep 1, 4	2012-05	2014-02
Colin Saville Smith	Rep 4	2013-12	2013-12
Shin-Wei Huang 黃信瑋	Rep 1, 4	2012-05	2013-12
Kok Hung Wong 黃國雄	Rep 1, 4	2012-12	2013-07
Robin Gary Engelbertink	Rep 1	2013-01	2013-03
Elzhana Duissemaliyeva	RO 1, 4 Rep 1, 4	2011-10	2012-08
Jia C Gan 干嘉琛	Rep 1, 4	2011-06	2012-08
Hua Shen 沈華	RO 1, 4	2011-06	2011-12