Wei Chen
陳蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Chen (陳蔚), a licensed former licensee with CE reference AHC346. This person has 13.9 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-08 | 2024-11-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-07-08 | 2024-11-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-08 | 2024-11-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-08 | 2024-11-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2022-06-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-03 | 2022-06-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-03 | 2022-06-09 |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-11-26 | 2018-06-28 |
| VTB Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2014-11-26 | 2018-06-28 |
| VTB Capital Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2014-03-24 | 2018-06-28 |
| VTB Capital Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-12 | 2014-03-24 |
| VTB Capital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-04-26 | 2014-11-26 |
| VTB Capital Hong Kong Limited | Rep | Type 4 - Advising on securities | 2013-04-26 | 2014-11-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-10 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-04-10 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.