Yang Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Fan (范陽), a licensed Responsible Officer with CE reference BCB549. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-14 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-28 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-25 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-25 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-20 | 2018-01-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-20 | 2018-01-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-20 | 2019-10-28 |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2016-07-20 | 2017-07-07 |
| VTB Capital Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-23 | 2016-07-20 |
| VTB Capital Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-10-16 | 2016-07-20 |
| VTB Capital Hong Kong Limited | Rep | Type 4 - Advising on securities | 2013-10-16 | 2016-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.