Xin Lin
林鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Lin (林鑫), a licensed former licensee with CE reference AMJ471. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-04-22 | 2016-07-21 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2015-04-22 | 2016-07-21 |
| VTB Capital Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2015-01-12 | 2016-07-21 |
| VTB Capital Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2013-11-12 | 2015-01-12 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-04-10 | 2015-04-22 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2013-04-10 | 2015-04-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-08 | 2012-12-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-08 | 2012-12-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2012-12-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-15 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-15 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-15 | 2005-12-07 |