Charles Wilkie Smith
史查理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Wilkie Smith (史查理), a licensed former licensee with CE reference BNM910. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 9 - Asset management | 2019-01-04 | 2019-01-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Wilkie Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Daniel John Rose | VTB Capital Hong Kong Limited | 2019 |
| Xiaohong Cao | VTB Capital Hong Kong Limited | 2019 |
| Alexander Reznik | VTB Capital Hong Kong Limited | 2019 |
| Louis Lok Ming Poon | VTB Capital Hong Kong Limited | 2019 |
| Radim Sevcik | VTB Capital Hong Kong Limited | 2019 |