Ying Ling Judy Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ling Judy Lim, a licensed former licensee with CE reference AMA893. This person has 10.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2017-11-06 | 2018-09-30 |
| VTB Capital Hong Kong Limited | RO | Type 1 - Dealing in securities | 2011-06-30 | 2018-09-30 |
| VTB Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2011-06-30 | 2018-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-07 | 2008-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Ling Judy Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.