Jia C Gan
干嘉琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia C Gan (干嘉琛), a licensed former licensee with CE reference AQN362. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNS Securities (HK) Limited |
RO | Type 1 — Dealing in securities | 2020-10-12 | 2022-01-11 |
| BNS Securities (HK) Limited |
RO | Type 4 — Advising on securities | 2020-10-12 | 2022-01-11 |
| BNS Securities (HK) Limited |
Rep | Type 1 — Dealing in securities | 2019-07-03 | 2020-10-12 |
| BNS Securities (HK) Limited |
Rep | Type 4 — Advising on securities | 2019-07-03 | 2020-10-12 |
| Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2018-06-29 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-06-30 | 2012-08-09 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-06-30 | 2012-08-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-05 | 2010-09-03 |