Kar Seng Yee
余嘉誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Seng Yee (余嘉誠), a licensed former licensee with CE reference AVJ477. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2019-05-25 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-28 | 2019-05-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-28 | 2017-12-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-28 | 2017-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-28 | 2017-12-23 |
| SC Lowy Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2015-06-05 | 2015-08-26 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-08-25 | 2015-08-26 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-11-05 | 2014-07-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-09 | 2012-10-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-28 | 2012-10-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-06-28 | 2012-10-05 |