Kok Hung Wong
黃國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Hung Wong (黃國雄), CE reference AMP461. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FountainVest Capital Limited 方源資本有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | 2023-06-30 |
| FountainVest Capital Limited 方源資本有限公司 |
RO | Type 9 — Asset management | 2023-02-09 | 2023-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2020-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2020-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-09 | 2017-01-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-09 | 2017-01-11 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-12-11 | 2013-07-04 |
| VTB Capital Hong Kong Limited | Rep | Type 4 — Advising on securities | 2012-12-11 | 2013-07-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-20 | 2012-09-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-20 | 2012-09-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2012-07-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-02 | 2012-07-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2012-07-20 |