Daren Wai Chow Wong
王偉洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daren Wai Chow Wong (王偉洲), a licensed Responsible Officer with CE reference ADM896. Currently licensed at 1 firm(s): Wind Sabre Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wind Sabre Capital Limited 觀博資本有限公司 |
RO | Type 9 — Asset management | 2022-11-10 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2020-02-07 | 2021-12-31 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-07 | 2021-12-31 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2021-12-31 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2020-02-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-13 | 2021-12-31 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-13 | 2020-02-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-04 | 2019-09-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-03-04 | 2019-09-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-15 | 2019-09-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2019-09-12 |
| VTB Capital Hong Kong Limited | RO | Type 4 — Advising on securities | 2016-10-14 | 2019-01-03 |
| VTB Capital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2014-06-25 | 2019-01-03 |
| VTB Capital Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-09-11 | 2014-06-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-10 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-03-10 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-28 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-28 | 2010-12-06 |