Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Asia Investment (Hong Kong) Limited (元大亞洲投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABZ023. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 489). Earliest licence on file: 2003-08-13.
- Category:
-
Buyside · Asset management ?
- Registered address:
- 23/F, Admiralty Centre, 18 Harcourt Road, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 9 - Asset management | 2007-01-15 | present |
| Type 2 - Dealing in futures contracts | 2003-08-13 | 2019-03-20 |
| Type 3 - Leveraged foreign exchange trading | 2008-07-14 | 2015-01-05 |
| Type 4 - Advising on securities | 2007-01-15 | 2013-11-01 |
| Type 4 - Advising on securities | Pre-2003 | 2003-08-13 |
| Type 5 - Advising on futures contracts | 2003-08-13 | 2013-11-01 |
| Type 6 - Advising on corporate finance | 2010-03-10 | 2013-11-01 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2007-08-17 |
| Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (489)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Miao-Ju Chen 陳妙如 | RO 1, 9 | 2016-03 | Present |
| Ming Jen Ku 顧鳴人 | RO 9 Rep 9 | 2021-04 | Present |
| Hsiao-Tsui Yu 游曉翠 | RO 1, 9 | 2020-05 | Present |
| Hsiao Hsin Chang 張孝新 | Rep 1, 9 | 2020-05 | Present |
| Pei-Ching Lee 李珮菁 | Rep 1, 9 | 2020-05 | Present |
| Yau San 辛楺 | Rep 1, 9 | 2025-10 | Present |
| Tsung Hsien Wen 溫宗憲 | RO 1, 9 | 2020-02 | 2026-02 |
| Sui Ling Chiu 趙瑞玲 | Rep 1, 9 | 2021-04 | 2025-03 |
| Chi Chu Yu 尤齊著 | Rep 1, 9 | 2020-07 | 2022-06 |
| Jessica Man Yi Lee 李敏兒 | Rep 1, 2 | 2009-06 | 2021-08 |
| Chia-Pei Lin 林佳佩 | Rep 1, 2 | 2009-09 | 2021-08 |
| Ya-Chu Yu 游雅筑 | Rep 1, 9 | 2020-07 | 2021-07 |
| Ting-Yu Huang 黃亭瑜 | Rep 1, 2 | 2011-10 | 2021-05 |
| Siu Shun Wan 溫紹迅 | RO 1, 2, 5 Rep 1, 2 | 2004-08 | 2021-04 |
| Yuk Wah Chow 周玉華 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2019-08 |
| David Ngar Yin Wan 溫雅言 | RO 1, 2, 4, 9 | 2012-04 | 2018-04 |
| Yiu Man Chan 陳耀民 | RO 2, 3, 5 Rep 1, 2, 3 | 2009-05 | 2016-04 |
| Chi Wah Yiu 姚志華 | RO 1, 2, 3, 6 Rep 1, 2, 4, 6, 9 | Pre-2003 | 2016-02 |
| See Ling Cheung 張思玲 | Rep 1, 2, 3 | 2008-02 | 2016-01 |
| Eric Chi Wai Chan 陳志偉 | Rep 1, 2 | 2007-11 | 2015-12 |
| King Lok Chan 陳敬樂 | Rep 1 | 2010-05 | 2015-12 |
| Pauline Chan 陳麗文 | Rep 1, 2 | 2011-04 | 2015-12 |
| Siu Chun Chan 陳少春 | Rep 1, 2 | 2009-12 | 2015-12 |
| Tuen Leung Chiu 趙端良 | Rep 1, 2, 3 | 2009-12 | 2015-12 |
| Yu Fong 方瑜 | Rep 1, 2 | 2010-03 | 2015-12 |
| Roger Ka Man Hon 韓嘉文 | Rep 1, 2, 3 | 2010-12 | 2015-12 |
| Lap Tung Hung 洪立東 | Rep 1, 2, 3 | 2011-02 | 2015-12 |
| Chi Kwan Kee 紀志坤 | RO 1, 2 Rep 1, 2 | 2004-11 | 2015-12 |
| Kwok Fung Lee 李國峯 | Rep 1, 2, 3 | 2010-04 | 2015-12 |
| Oliva Suk Fun Leung 梁淑芬 | Rep 1, 2 | 2009-08 | 2015-12 |
| Kwok Kei Li 李國基 | Rep 1 | 2011-11 | 2015-12 |
| Ka Leung Liu 廖家良 | Rep 1, 2, 3 | 2010-01 | 2015-12 |
| Edward Yip Moon Lo 盧業滿 | Rep 1, 2 | 2011-03 | 2015-12 |
| Key Wai Man 文奇偉 | Rep 1 | 2009-11 | 2015-12 |
| Cheuk Kin Ng 吳焯堅 | Rep 1 | 2010-03 | 2015-12 |
| Pak Fu Lim 林柏富 | RO 1, 4, 9 Rep 9 | 2006-11 | 2015-12 |
| Ka Wing Poon 潘家榮 | Rep 1, 2 | 2010-09 | 2015-12 |
| Jiarong So 蘇家榮 | Rep 1, 2 | 2010-06 | 2015-12 |
| Jerry Pui 貝祖銘 | Rep 1 | 2009-08 | 2015-10 |
| Lam Lai 黎琳 | Rep 1 | 2011-01 | 2015-10 |
| Pui Ying Wong 黃珮瑛 | Rep 1, 2, 3 | 2011-08 | 2015-04 |
| Tsz Him Lo 羅子謙 | Rep 1, 2 | 2011-09 | 2015-04 |
| Ming Sung Weng 翁敏松 | Rep 9 | 2013-06 | 2015-03 |
| Terry Wai Wa Leung 梁偉華 | Rep 1, 2, 3 | 2011-05 | 2015-03 |
| Wai Leung Chu 朱偉良 | Rep 1, 2 | 2009-11 | 2015-02 |
| Yun-Hsi Lo 羅云希 | Rep 1, 2 | 2008-05 | 2014-12 |
| Wai Kee Wong 黃惠祺 | Rep 1, 2 | 2010-04 | 2014-09 |
| Pui Kwan Lee 李佩群 | Rep 1, 2 | 2011-01 | 2014-08 |
| Ka Man Leung 梁嘉雯 | Rep 1, 2 | 2010-12 | 2014-08 |
| Wai Sze Ng 吳惠詩 | Rep 1 | 2008-07 | 2014-08 |
| Kong Hung Lok 駱港鴻 | Rep 1 | 2008-09 | 2014-06 |
| Dickson Tat San Lo 羅達生 | Rep 1, 2, 3 | 2012-05 | 2014-05 |
| Chi Ying Au 區姿瑩 | RO 9 | 2011-06 | 2014-04 |
| Wei Luen Kao 高偉倫 | Rep 1 | 2011-07 | 2014-04 |
| Ping Kong Sum 沈炳港 | Rep 1, 2, 3 | 2012-02 | 2014-04 |
| Alfred Chi Kwong Tsai 蔡致光 | Rep 1 | 2012-01 | 2014-03 |
| Cho Ki Ho 何祖祈 | Rep 1, 2, 3 | 2011-05 | 2014-02 |
| Yi Pin Lo 羅宜斌 | Rep 1, 2 | 2010-03 | 2014-01 |
| Ruo Han Chao 趙若涵 | Rep 1 | 2011-04 | 2014-01 |
| Dominic Bong Chi Chiu 趙邦智 | Rep 1, 2 | 2011-08 | 2013-12 |
| Ka Ho Cheung 張家豪 | Rep 1, 2 | 2012-01 | 2013-12 |
| Chin Pang Calvin Luk 陸展鵬 | Rep 1, 2 | 2011-03 | 2013-12 |
| Koon Kwan Sun 辛冠群 | Rep 1, 2 | 2009-12 | 2013-12 |
| Toynbee Yan Yan Lau 劉恩恩 | Rep 1, 2 | 2011-01 | 2013-12 |
| Yun-Hsiu Wang 王允秀 | Rep 1 | 2009-06 | 2013-11 |
| Shu Hua Lan 藍淑樺 | Rep 1 | 2012-02 | 2013-11 |
| Siu Suet Chong 莊小雪 | Rep 1, 2 | 2012-01 | 2013-11 |
| Chun Hei Tsang 曾俊禧 | Rep 1, 2, 3 | 2012-01 | 2013-11 |
| Yuk Kuen Yau 邱玉涓 | Rep 1 | 2010-01 | 2013-10 |
| Siou-Ping Hsieh 謝秀萍 | Rep 1 | 2010-02 | 2013-10 |
| Chia-Hui Liao 廖家慧 | Rep 1 | 2009-04 | 2013-10 |
| Huan Chih Lin 練橫持 | Rep 1, 2 | 2010-11 | 2013-10 |
| Kwong Li 李罡 | Rep 1 | 2010-12 | 2013-10 |
| Yu-Lin Hong 洪毓苓 | Rep 1 | 2009-07 | 2013-09 |
| Hsin-Hsin Yeh 葉欣欣 | Rep 1 | 2010-12 | 2013-09 |
| Chor Man Chan 陳楚民 | Rep 1, 2 | 2010-04 | 2013-09 |
| Shuk Lei Chan 陳淑妮 | Rep 1, 2, 9 | 2007-04 | 2013-09 |
| Terry Chin Lung Chan 陳展龍 | Rep 1, 2 | 2005-04 | 2013-09 |
| Kin Man Chau 鄒建文 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2013-09 |
| Kwok Hung Chau 周國鴻 | Rep 1, 2 | 2008-08 | 2013-09 |
| Chai Sin Lee 李濟善 | Rep 1, 2 | 2009-09 | 2013-09 |
| Derek Ho Yin Mak 麥淏琂 | Rep 1 | 2008-04 | 2013-09 |
| Sennen Siu Hang Sung 宋兆恆 | Rep 1, 2 | 2010-01 | 2013-09 |
| Ming Lun Tse 謝銘倫 | Rep 1, 2, 9 | 2010-12 | 2013-09 |
| Hung Ha Wan 尹紅霞 | Rep 1 | 2012-07 | 2013-09 |
| Hing Kin Yuen 袁興健 | Rep 1, 2, 3, 4, 6, 9 | Pre-2003 | 2013-09 |
| Shun Lam 林順 | Rep 1, 2, 4 | 2010-01 | 2013-08 |
| Ho Ting Chan 陳浩庭 | Rep 1, 2, 4 | 2011-03 | 2013-08 |
| Tat Shing Chan 陳達成 | Rep 1, 2, 4 | 2010-11 | 2013-08 |
| Judy Suk Yiu Chow 周淑瑤 | Rep 1, 2, 4 | 2010-05 | 2013-08 |
| Yip Shing Chow 周業城 | Rep 1, 2, 4 | 2010-04 | 2013-08 |
| Alen Man Chun Fong 方文俊 | Rep 1, 4 | 2009-11 | 2013-08 |
| Philip Tak Pan Huen 禤德斌 | Rep 1, 4 | 2009-12 | 2013-08 |
| Cheuk Sun Lam 林卓燊 | Rep 1, 4 | 2011-09 | 2013-08 |
| Wai Sum Li 李煒森 | Rep 1, 2, 4 | 2010-12 | 2013-08 |
| Cheuk Fung Tsang 曾卓鋒 | Rep 1, 2, 4 | 2010-02 | 2013-08 |
| Kwun Po Yeung 楊觀寶 | Rep 1, 2, 4 | 2011-03 | 2013-08 |
| Ke Luo 羅可 | Rep 9 | 2011-10 | 2013-07 |
| Terence Joe Cho Ying Lam 林祖瀛 | RO 1, 4 | 2012-01 | 2013-06 |
| Chi Man Shiu 蕭智文 | Rep 1, 2 | 2011-05 | 2013-06 |
Showing 1–100 of 489
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