Philip Tak Pan Huen
禤德斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Tak Pan Huen (禤德斌), a licensed former licensee with CE reference AUH257. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-14 | 2016-03-08 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-14 | 2016-03-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2014-03-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-18 | 2014-03-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-02 | 2013-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-02 | 2013-08-01 |