Ping Kong Sum
沈炳港
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kong Sum (沈炳港), a licensed former licensee with CE reference AUX010. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-26 | 2014-04-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-26 | 2014-04-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-06-26 | 2014-04-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-17 | 2014-04-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-17 | 2014-04-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-02-17 | 2014-04-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2011-06-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-17 | 2011-06-06 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-03-17 | 2011-06-06 |