Kong Hung Lok
駱港鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Hung Lok (駱港鴻), a licensed former licensee with CE reference AGJ942. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-17 | 2021-12-05 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-11-16 | 2019-09-03 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-28 | 2021-12-05 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-28 | 2021-12-05 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-02 | 2015-12-28 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-23 | 2015-10-25 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-16 | 2014-07-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2014-06-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-02 | 2014-06-06 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |