Ke Luo
羅可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke Luo (羅可), CE reference AYI935. Currently licensed at 1 firm(s): China Life Franklin Asset Management Co., Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-19 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-05 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-05 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-22 | 2013-07-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-10-31 | 2013-07-06 |