Toynbee Yan Yan Lau
劉恩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toynbee Yan Yan Lau (劉恩恩), a licensed former licensee with CE reference AFM194. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-05 | 2017-05-26 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-05 | 2017-05-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-09 | 2016-06-14 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-09 | 2016-06-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2013-12-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2013-12-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-06 | 2013-12-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-06 | 2013-12-04 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-08 | 2010-12-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2010-12-18 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-10 |