Terence Joe Cho Ying Lam

林祖瀛
CE No. ABW710 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Joe Cho Ying Lam (林祖瀛), a licensed former licensee with CE reference ABW710. This person has 8.6 years of SFC licence history. Total licence records on file: 14.

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
RO Type 1 - Dealing in securities 2012-05-25 2013-06-08
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
RO Type 4 - Advising on securities 2012-05-25 2013-06-08
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RO Type 1 - Dealing in securities 2012-01-03 2013-06-08
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RO Type 4 - Advising on securities 2012-01-03 2013-06-08
VC Brokerage Limited
滙盈證券有限公司
RO Type 1 - Dealing in securities 2004-06-25 2010-07-12
VC Brokerage Limited
滙盈證券有限公司
RO Type 4 - Advising on securities 2004-06-25 2010-07-12
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
RO Type 1 - Dealing in securities 2004-03-04 2004-04-28
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
RO Type 1 - Dealing in securities Pre-2003 2004-04-28
Ong Asia Securities (HK) Limited
王證券(香港)有限公司
RO Type 1 - Dealing in securities Pre-2003 2004-04-26
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2004-04-28
Ong Asia Securities (HK) Limited
王證券(香港)有限公司
RO Type 4 - Advising on securities Pre-2003 2004-04-26
Ong Asia Securities (HK) Limited
王證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-02-13
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-02-13
Ong Asia Securities (HK) Limited
王證券(香港)有限公司
RO Type 9 - Asset management Pre-2003 2004-02-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Terence Joe Cho Ying Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Charles Man Hin Wong VC Brokerage Limited 2004–2010
Cecil Hau Man Cheng VC Brokerage Limited 2005–2010
Man Hoi Ng VC Brokerage Limited 2004–2010
Ming Kwong Tse VC Brokerage Limited 2004–2010
Wai Hing Chue VC Brokerage Limited 2004–2010
Wing Hung Yu VC Brokerage Limited 2004–2010
Zoe Wing Sze Kam VC Brokerage Limited 2004–2010
Ping Yee Tam VC Brokerage Limited 2004–2010
Tsz Hang Lee VC Brokerage Limited 2004–2010
Kam Ming Wong VC Brokerage Limited 2004–2010
Tsan Ho Yeung VC Brokerage Limited 2004–2010
Yuk Ling Yip VC Brokerage Limited 2004–2010
Wai Fong Kwong VC Brokerage Limited 2004–2009
Sherry Man Sze Lo VC Brokerage Limited 2004–2009
Po Chu Lau VC Brokerage Limited 2004–2010
Kwong Chiu Leung VC Brokerage Limited 2004–2010
Sau Lin Wong VC Brokerage Limited 2004–2010
Ella Sau Kuen Lau VC Brokerage Limited 2004–2010
Dick Tak Ming Ma VC Brokerage Limited 2004–2010
Sze Cheung Leung VC Brokerage Limited 2004–2010
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