Terence Joe Cho Ying Lam
林祖瀛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Joe Cho Ying Lam (林祖瀛), a licensed former licensee with CE reference ABW710. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-25 | 2013-06-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-25 | 2013-06-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-03 | 2013-06-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-03 | 2013-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-25 | 2010-07-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2004-06-25 | 2010-07-12 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-04 | 2004-04-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-04-28 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-04-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-28 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-26 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-02-13 |