Sennen Siu Hang Sung

宋兆恆
CE No. AOR113 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sennen Siu Hang Sung (宋兆恆), a licensed former licensee with CE reference AOR113. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Hectoron Global Capital Management Limited
灝德環球資產管理有限公司
RO Type 1 — Dealing in securities 2022-01-04 2025-09-05
Hectoron Global Capital Management Limited
灝德環球資產管理有限公司
RO Type 4 — Advising on securities 2022-01-04 2025-09-05
Hectoron Global Capital Management Limited
灝德環球資產管理有限公司
RO Type 9 — Asset management 2022-01-04 2025-09-05
OP Investment Management Limited
東英投資管理有限公司
RO Type 1 — Dealing in securities 2020-11-13 2021-10-27
OP Investment Management Limited
東英投資管理有限公司
RO Type 4 — Advising on securities 2020-01-30 2021-10-27
OP Investment Management Limited
東英投資管理有限公司
RO Type 9 — Asset management 2020-01-30 2021-10-27
OP Investment Management Limited
東英投資管理有限公司
Rep Type 4 — Advising on securities 2019-09-18 2020-01-30
OP Investment Management Limited
東英投資管理有限公司
Rep Type 9 — Asset management 2019-09-18 2020-01-30
Baiyi Capital (Asia) Limited
百益投資(亞洲)有限公司
RO Type 4 — Advising on securities 2018-12-21 2019-04-12
Baiyi Capital (Asia) Limited
百益投資(亞洲)有限公司
RO Type 9 — Asset management 2018-12-21 2019-04-12
SP Global Access Limited
盛豐環球證券有限公司
RO Type 1 — Dealing in securities 2017-08-21 2019-04-12
SP Global Access Limited
盛豐環球證券有限公司
Rep Type 1 — Dealing in securities 2017-07-17 2017-08-21
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2014-04-03 2017-06-29
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2014-04-03 2017-06-29
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-06-26 2014-03-31
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-06-26 2014-03-31
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 — Dealing in securities 2010-01-27 2013-09-13
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-01-27 2013-09-13
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2007-03-07 2008-05-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2007-03-07 2008-05-01

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