Jessica Man Yi Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Man Yi Lee (李敏兒), a licensed Responsible Officer with CE reference AIU268. Currently licensed at 1 firm(s): Grand China Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-30 | present |
| Grand China Securities Limited 華業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-30 | present |
| Grand China Securities Limited 華業證券有限公司 |
RO | Type 4 - Advising on securities | 2024-10-30 | present |
| Grand China Securities Limited 華業證券有限公司 |
RO | Type 9 - Asset management | 2024-10-30 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-01-17 | 2023-09-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-07-16 | 2023-09-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-01-21 | 2023-09-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-28 | 2023-09-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-07-28 | 2023-09-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-12 | 2015-07-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-21 | 2015-07-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-21 | 2016-01-21 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-08 | 2019-03-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-10 | 2021-08-20 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2009-06-01 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-01 | 2007-04-30 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-24 | 2006-08-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-21 | 2005-08-22 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-10-21 | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-30 | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-04-30 | 2003-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jessica Man Yi Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.