David Ngar Yin Wan
溫雅言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ngar Yin Wan (溫雅言), CE reference ABH754. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2022-05-16 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-30 | 2022-04-30 |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-29 | 2022-04-30 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-14 | 2022-04-30 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
RO | Type 9 — Asset management | 2019-01-14 | 2022-04-30 |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-17 | 2022-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-08 | 2018-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-04-23 | 2016-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-15 | 2018-03-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-08-15 | 2013-02-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-08-15 | 2018-03-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-27 | 2018-03-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-27 | 2018-03-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2012-06-27 | 2018-03-29 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-12 | 2018-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-04-12 | 2013-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 — Asset management | 2012-04-12 | 2018-04-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 9 — Asset management | 2005-04-01 | 2009-03-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-06 | 2010-10-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-02-06 | 2010-10-01 |