Nomura Asset Management Hong Kong Limited

野村投資管理香港有限公司
CE No. AAF351 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Asset Management Hong Kong Limited (野村投資管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AAF351. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 16 (total recorded over time: 80). Earliest licence on file: 2013-05-20.

Category:
Buyside · Asset management ?
Registered address:
32/F, Two International Finance Centre, 8 Finance Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2013-05-20 present
Type 4 - Advising on securities Pre-2003 present
Type 9 - Asset management Pre-2003 present
Type 1 - Dealing in securities Pre-2003 2004-12-16
Type 5 - Advising on futures contracts Pre-2003 2004-12-16
Type 6 - Advising on corporate finance Pre-2003 2004-12-16

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (80)

Active on date
Name Activities First licensed To
Takahiro Kawamura RO 1, 4, 9 Rep 4, 9 2010-06 Present
Hiu Mui Li 李曉玫 RO 1, 4, 9 Rep 9 2005-08 Present
Bo Xu 徐博 RO 1, 4, 9 Rep 4, 9 2026-01 Present
Siu Fung Yuen 袁兆豐 RO 1, 4, 9 Rep 1, 4, 9 2023-07 Present
Yik Yan Charlotte Chan Rep 1, 4, 9 2022-07 Present
Ching Man Chow 周靖雯 Rep 1, 4, 9 2024-11 Present
Chor Wai Fung 馮楚惠 Rep 1, 4, 9 2026-07 Present
Jessica Mai-Han Koh Rep 1, 4, 9 2026-02 Present
Terence Chung Han Lam 林忠漢 Rep 1, 4, 9 2025-12 Present
Wing Sze Law 羅穎思 Rep 1, 4, 6, 9 Pre-2003 Present
Amy Ming Sze Lo 盧明詩 Rep 1, 4 2026-05 Present
Chen Qiu 邱晨 Rep 1, 4, 9 2024-07 Present
Bowen Sze 施寶賢 Rep 4, 9 2016-03 Present
Marilyn Wei Ling Wang Rep 1, 4 2026-03 Present
Shing Kit Wong 黃承杰 Rep 4, 9 2021-11 Present
Sze Wing Yau 邱思穎 Rep 4, 9 2023-06 Present
Zheng Liu 刘铮 RO 1, 4, 9 2023-01 2026-08
Chi Chow Chan 陳致洲 Rep 1, 4 2026-07 2026-07
Shuai Shao 邵帥 Rep 1, 4, 9 2014-08 2026-04
Julian Harry Marks Rep 1, 4 2026-02 2026-02
Wing Fat Cheng 鄭榮發 Rep 1, 4, 9 2025-05 2025-12
Kai Ho Cheung 張繼浩 Rep 1, 4, 9 2024-04 2025-01
Masanori Kobayashi RO 1, 4, 9 2020-05 2024-05
Chi Yao 姚池 Rep 1, 4, 9 2019-12 2023-12
Lynch Lau 劉念慈 RO 1 Rep 4, 9 2007-08 2023-06
Eiji Tanaka 田中榮治 RO 1, 4, 9 Rep 1, 4, 9 2018-10 2022-08
Lu Wang 王璐 Rep 4, 9 2018-11 2022-07
Kwun Man Pak 白冠文 Rep 1, 4, 9 2020-12 2022-04
Ho Lam Fedora Yuen 袁皓琳 Rep 1, 4, 9 2020-05 2022-04
Seisaku Kubo RO 1, 4, 9 Rep 4, 5, 9 2004-07 2022-04
Wing Man Shek 石詠文 Rep 4, 9 2017-03 2021-07
Liang Sun 孫亮 RO 1, 4, 9 Rep 4, 9 2011-04 2021-03
Sui Man Wong 黃瑞文 Rep 1, 4, 9 2019-05 2020-07
Xuanhao Wen 文炫皓 Rep 1, 4, 9 2018-11 2020-01
Chun Chak Yeung 楊秦澤 Rep 1, 4, 9 2015-08 2019-02
Fanny Ming Yan Kwong 鄺明欣 Rep 4, 9 2008-04 2018-07
Sze Ting Fok 霍思婷 Rep 1, 4, 9 2017-10 2018-04
Yasuhiro Harada 原田靖大 RO 1, 4, 9 2015-06 2017-12
Alan Ching Hong Kong 江政康 Rep 1, 4, 9 2017-03 2017-08
Annie Win Yee Tse 謝永怡 RO 1, 4, 9 Rep 4, 9 2008-10 2017-02
Na Xu 徐娜 Rep 1, 4, 9 2016-06 2017-01
Queeny Tak Nam Ho 何德藍 Rep 4, 9 2009-07 2016-06
Wen Su 蘇文 Rep 1, 4, 9 2014-08 2016-05
Anthony Joseph Harper Rep 1, 4, 9 2016-01 2016-03
Anita Hoi Lam Ho 何海琳 Rep 1, 4, 9 2015-07 2015-11
Chung Him Tam 談仲騫 Rep 9 2008-06 2015-07
Yasuaki Ogiwara RO 1, 4, 9 2012-06 2015-04
Yasuhiro Yokota RO 4, 9 2005-09 2015-03
Siyang Zhou Rep 1, 4, 9 2013-01 2014-12
Kai Po Anthony Yung 容啓寶 Rep 1, 4 2013-08 2014-11
Suet Fei Chan 陳雪飛 Rep 9 2008-07 2014-08
Bonny Sze Man Tse 謝思敏 Rep 1, 4, 9 2013-07 2014-05
Janice Fortuna Hung Rep 1, 4, 9 2009-01 2014-04
Takafumi Sudo 須藤貴史 RO 1, 4, 9 2012-04 2013-10
Shou Shan Cheng 程守善 RO 1 Rep 4, 9 2011-10 2013-08
Toru Nakano RO 4, 9 2010-10 2012-05
King Yu Lee 李景愉 RO 4, 9 Rep 4, 9 2004-10 2012-02
Go Hiramatsu 平松剛 RO 4, 9 2008-02 2011-08
Xiangli Xu 許向麗 Rep 4, 9 2007-07 2010-12
Xiaomin Shen 沈晓民 Rep 4, 9 2004-03 2010-11
Motofumi Okuma 大熊素文 Rep 4, 9 2008-07 2010-06
Ka Kuen Wong 黃嘉權 Rep 4, 9 2007-10 2009-11
Tomoyoshi Inose Rep 4, 9 2006-01 2009-07
Sotaro Ohashi 大橋聰太郎 Rep 4, 9 2007-12 2009-07
Freda Yan Ni Law 羅茵妮 Rep 1, 4, 5, 6, 9 Pre-2003 2009-06
Takahiro Kawabe Rep 4 2008-07 2009-02
Yuichi Murao Rep 4 2005-04 2009-02
Wai Chung Cheung 張偉聰 Rep 4, 9 2007-06 2009-01
Masahiro Umemori 梅森雅宏 RO 1, 4, 5, 9 Pre-2003 2008-11
Matthew Wai Hong Mo 毛偉康 Rep 4, 9 2007-07 2008-09
Madoka Kodama Rep 4, 9 2005-09 2008-07
Tomoyuki Nakajima Rep 4 2007-01 2008-02
Sandra Ka Yee Yu 余嘉儀 Rep 1, 4, 6, 9 Pre-2003 2007-06
Chi Ho Cheung 張志豪 Rep 1, 4, 6, 9 Pre-2003 2007-03
Alan Si Huen Fung 馮時煖 Rep 4, 9 2006-08 2007-03
Noritada Ishikawa RO 1, 4, 5, 6, 9 Pre-2003 2006-04
Ching Han Ng 伍靜嫺 Rep 1, 4, 6, 9 Pre-2003 2005-06
Raymond Tse 謝禮文 Rep 1, 4, 6, 9 Pre-2003 2004-06
Shigeto Kasahara Rep 4, 6, 9 Pre-2003 2004-04
Wai Man Hui 許偉民 Rep 1, 4, 5, 9 2003-04 2003-10
Showing 1–80 of 80

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