Alan Ching Hong Kong
江政康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ching Hong Kong (江政康), a licensed former licensee with CE reference BJE159. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-07 | 2017-08-05 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2017-08-05 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-03-07 | 2017-08-05 |