Sotaro Ohashi

大橋聰太郎
CE No. AQD103 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sotaro Ohashi (大橋聰太郎), a licensed former licensee with CE reference AQD103. This person has 1.6 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司		 Rep Type 4 - Advising on securities 2007-12-06 2009-07-01
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司		 Rep Type 9 - Asset management 2007-12-06 2009-07-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sotaro Ohashi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Kuen Wong Nomura Asset Management Hong Kong Limited 2007–2009
Xiaomin Shen Nomura Asset Management Hong Kong Limited 2007–2009
King Yu Lee Nomura Asset Management Hong Kong Limited 2007–2009
Xiangli Xu Nomura Asset Management Hong Kong Limited 2007–2009
Tomoyoshi Inose Nomura Asset Management Hong Kong Limited 2007–2009
Yasuhiro Yokota Nomura Asset Management Hong Kong Limited 2007–2009
Go Hiramatsu Nomura Asset Management Hong Kong Limited 2008–2009
Lynch Lau Nomura Asset Management Hong Kong Limited 2007–2009
Hiu Mui Li Nomura Asset Management Hong Kong Limited 2007–2009
Fanny Ming Yan Kwong Nomura Asset Management Hong Kong Limited 2008–2009
Wai Chung Cheung Nomura Asset Management Hong Kong Limited 2007–2009
Wing Sze Law Nomura Asset Management Hong Kong Limited 2007–2009
Seisaku Kubo Nomura Asset Management Hong Kong Limited 2007–2009
Motofumi Okuma Nomura Asset Management Hong Kong Limited 2008–2009
Freda Yan Ni Law Nomura Asset Management Hong Kong Limited 2007–2009
Yuichi Murao Nomura Asset Management Hong Kong Limited 2007–2009
Matthew Wai Hong Mo Nomura Asset Management Hong Kong Limited 2007–2008
Chung Him Tam Nomura Asset Management Hong Kong Limited 2008–2009
Suet Fei Chan Nomura Asset Management Hong Kong Limited 2008–2009
Masahiro Umemori Nomura Asset Management Hong Kong Limited 2007–2008
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