Sotaro Ohashi
大橋聰太郎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sotaro Ohashi (大橋聰太郎), a licensed former licensee with CE reference AQD103. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-06 | 2009-07-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2007-12-06 | 2009-07-01 |