Yasuaki Ogiwara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuaki Ogiwara ( ), a licensed former licensee with CE reference ACF046. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-09 | 2024-10-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2015-07-09 | 2024-10-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 9 — Asset management | 2015-07-09 | 2024-10-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2015-07-09 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-18 | 2015-07-09 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-05-18 | 2015-07-09 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-20 | 2015-04-15 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2012-06-05 | 2015-04-15 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 — Asset management | 2012-06-05 | 2015-04-15 |