Anthony Joseph Harper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Joseph Harper ( ), a licensed former licensee with CE reference BAQ704. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Partners Limited | RO | Type 9 — Asset management | 2017-11-07 | 2019-04-30 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-08 | 2016-03-09 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-08 | 2016-03-09 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-01-08 | 2016-03-09 |
| BNY Mellon Managed Investments Limited |
RO | Type 1 — Dealing in securities | 2013-06-11 | 2015-09-30 |
| BNY Mellon Managed Investments Limited |
RO | Type 4 — Advising on securities | 2013-06-11 | 2015-09-30 |
| BNY Mellon Managed Investments Limited |
RO | Type 9 — Asset management | 2013-06-11 | 2015-09-30 |