Chung Him Tam
談仲騫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Him Tam (談仲騫), a licensed former licensee with CE reference AQZ882. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-20 | 2022-09-09 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2021-12-20 | 2022-09-09 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-09 | 2022-09-09 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-09 | 2021-12-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-11-09 | 2021-12-20 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-16 | 2021-07-24 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | 2021-07-24 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-16 | 2021-07-24 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-27 | 2016-12-01 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-28 | 2016-05-27 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-06-16 | 2015-07-01 |