Freda Yan Ni Law
羅茵妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freda Yan Ni Law (羅茵妮), a licensed former licensee with CE reference AGI603. This person has 18.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-10 | 2022-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-06-10 | 2022-09-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Freda Yan Ni Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.