Raymond Tse
謝禮文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Tse (謝禮文), CE reference ABF543. Currently licensed at 1 firm(s): Eddid Securities and Futures Limited. Total licence records on file: 42.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-26 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-26 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 — Asset management | 2026-03-26 | present |
| Sauder Global Investment Management Limited 尚德全球投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-10 | 2026-01-31 |
| Sauder Global Investment Management Limited 尚德全球投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-24 | 2026-01-31 |
| Sauder Global Investment Management Limited 尚德全球投資管理有限公司 |
RO | Type 9 — Asset management | 2024-01-24 | 2026-01-31 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-03 | 2024-01-22 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-03 | 2024-01-22 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-12 | 2022-08-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-12 | 2022-08-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2020-02-12 | 2022-08-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2020-02-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-23 | 2020-02-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-23 | 2020-02-12 |
| Philippa Huckle Group Limited, The | RO | Type 1 — Dealing in securities | 2018-06-01 | 2019-06-21 |
| Philippa Huckle Group Limited, The | RO | Type 4 — Advising on securities | 2018-06-01 | 2019-06-21 |
| Philippa Huckle Group Limited, The | RO | Type 9 — Asset management | 2018-06-01 | 2019-06-21 |
| Philippa Huckle Group Limited, The | Rep | Type 1 — Dealing in securities | 2018-05-25 | 2018-06-01 |
| Philippa Huckle Group Limited, The | Rep | Type 4 — Advising on securities | 2018-05-25 | 2018-06-01 |
| Philippa Huckle Group Limited, The | Rep | Type 9 — Asset management | 2018-05-25 | 2018-06-01 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-05 | 2018-03-21 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 — Advising on securities | 2016-06-20 | 2018-03-21 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 — Asset management | 2016-06-20 | 2018-03-21 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-27 | 2015-04-02 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-06 | 2014-01-21 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-06 | 2014-01-21 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-03 | 2011-08-25 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2011-08-03 | 2011-08-25 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
RO | Type 9 — Asset management | 2011-08-03 | 2011-08-25 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2011-03-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-07 | 2011-03-16 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-07 | 2011-03-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-24 | 2007-07-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-09-24 | 2007-07-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | 2004-09-24 | 2007-07-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-19 | 2004-09-24 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-19 | 2004-09-24 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-07-19 | 2004-09-24 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-26 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-26 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-26 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-26 |