Fanny Ming Yan Kwong
鄺明欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Ming Yan Kwong (鄺明欣), a licensed former licensee with CE reference AQR940. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2018-12-27 | 2019-03-27 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2018-11-23 | 2019-03-27 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2018-11-23 | 2019-03-27 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-17 | 2018-07-10 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-04-17 | 2018-07-10 |