Takafumi Sudo
須藤貴史
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takafumi Sudo (須藤貴史), a licensed former licensee with CE reference AZE437. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-20 | 2013-10-07 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2012-04-26 | 2013-10-07 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 - Asset management | 2012-04-26 | 2013-10-07 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Takafumi Sudo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.