Na Xu
徐娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Xu (徐娜), a licensed former licensee with CE reference BCS522. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-08-25 | 2026-01-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-08-25 | 2026-01-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-08-25 | 2026-01-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-08-25 | 2026-01-19 |
| Gobi Admiralty Limited |
Rep | Type 9 — Asset management | 2024-12-17 | 2025-07-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2024-09-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-06-26 | 2024-09-20 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-26 | 2024-09-20 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2017-06-26 | 2018-06-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2017-06-26 | 2024-09-20 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-06-26 | 2024-09-20 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2017-06-26 | 2018-06-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-09-20 | 2017-01-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2017-01-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-21 | 2017-01-01 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2014-06-23 | 2016-06-04 |
| F&C Asset Management Asia Limited | Rep | Type 1 — Dealing in securities | 2014-02-04 | 2014-06-20 |