Sandra Ka Yee Yu
余嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Ka Yee Yu (余嘉儀), a licensed former licensee with CE reference AGC563. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2024-07-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-12 | 2024-07-01 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-07-30 | 2010-07-28 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-07-30 | 2010-07-28 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2007-07-30 | 2010-05-25 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-06-30 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2007-06-30 |