Chi Chow Chan
陳致洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chow Chan (陳致洲), a licensed former licensee with CE reference ADY284. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-28 | 2025-01-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-03-17 | 2025-01-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-24 | 2025-01-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-09-21 | 2018-11-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-21 | 2025-01-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-09-21 | 2025-01-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-14 | 2011-09-21 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-14 | 2011-09-21 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-15 | 2010-12-31 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-15 | 2010-12-31 |
| GCIS Limited |
Rep | Type 4 — Advising on securities | 2009-03-18 | 2009-08-16 |
| GCIS Limited |
Rep | Type 9 — Asset management | 2009-03-18 | 2009-08-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-02 | 2008-10-09 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-06-02 | 2008-10-09 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2008-06-02 | 2008-10-09 |
| Fortis Investment Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2007-01-22 | 2008-08-15 |
| Fortis Investment Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2007-01-22 | 2008-08-15 |
| Fortis Investment Management Hong Kong Limited | RO | Type 9 — Asset management | 2007-01-22 | 2008-08-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-14 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-09-26 |